series 7 exam prep study guide 2015 2016 finra series 7 license exam book and series 7 practice test questions

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Series 7 Exam Prep Study Guide 2015 2016

Author : Series 7 Series 7 Exam Prep Team
ISBN : 1516903560
Genre :
File Size : 40. 50 MB
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Series 7 Exam Prep Study Guide 2015-2016: FINRA Series 7 License Exam Book and Series 7 Practice Test Questions Developed for test takers trying to score well on the Series 7 Exam, this comprehensive study guide covers: -Regulatory Requirements -Evaluating the Customer's Investment Profile -Customer Accounts -Investment Information and Recommendations -Orders and Transactions -Professional Conduct -Primary Marketplace -The Secondary Market -Factors Affecting Markets -Equity Securities -Debt Securities -Managed Investments -Options -Retirement Plans -Miscellaneous Accounts -Detailed Answer Explanations for the Practice Questions -Test Taking Strategies Each section of the test has a comprehensive review that goes into detail to cover all of the content likely to appear on the Series 7 Exam. The practice exams are each followed by detailed answer explanations. If you miss a question on the practice exam, it's important that you are able to understand the nature of your mistake and how to avoid making it again in the future. The answer explanations will help you to learn from your mistakes and overcome them. Understanding the latest test taking strategies is essential to preparing you for what you will expect on the exam. A test taker has to not only understand the material that is being covered on the test, but also must be familiar with the strategies that are necessary to properly utilize the time provided and get through the test without making any avoidable errors. Anyone planning to take the Series 7 Exam should take advantage of the review material, practice tests, and test taking strategies contained in this study guide.

Series 7 Exam For Dummies

Author : Steven M. Rice
ISBN : 9781118237748
Genre : Study Aids
File Size : 30. 63 MB
Format : PDF, Mobi
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The fast and easy way to score high at exam time Series 7 Exam For Dummies, Premier Edition includes all the help you need to pass your Series 7 exam and to reach your goal of being a stockbroker and selling securities. But the road to stock broker success isn't easy. First, you must first pass the Series 7 exam—a 6-hour, 250-question monstrosity. Unlike many standardized tests, the Series 7 exam is harder than it seems. Luckily, there's Series 7 Exam For Dummies Premier—the perfect guide that not only shows you how to think like a financial advisor but also like the test designers. This Premier Edition of our Series 7 test guide includes 4 full-length practice exams (2 more than our standard edition). Rather than an all-encompassing, comprehensive textbook, this guide covers only what's on the test, offering formulas, tips, and basic info you need to study. It empowers you with the ability to think each problem through and get to the bottom of what's being asked, providing you with everything you need and want to know. Distribution of profits Types of securities offerings Investing in all types of stock Bond types, prices, yields, and risks Handling margin accounts Characteristics of different investment companies Direct Participation Programs and other types of partnerships Option selling, buying, and trading Security analysis and security markets Whether you're preparing to take the test for the first time or the fourth time, Series 7 For Dummies is the book for you! CD-ROM/DVD and other supplementary materials are not included as part of the e-book file, but are available for download after purchase.

Pass The 6

Author : Robert Walker
ISBN : 9780982347652
Genre : Study Aids
File Size : 63. 78 MB
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Series 7 Exam Prep 2016

Author : Trivium Test Prep
ISBN : 1941759335
Genre : Business & Economics
File Size : 42. 28 MB
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The best way to prepare for any exam is to practice, but only if the practice questions are worthwhile. You don't want to waste time - and money! - retaking an exam. You want to accelerate your education, not miss opportunities for starting your future career! Every year, thousands of people think that they are ready for the Series 7 test but realize too late when they get their score back that they were not ready at all. There are a variety of methods to prepare for the Series 7 License test...and they get a variety of results. Trivium Test Prep's 500 question practice exam provides the information, secrets, and confidence needed to get you the score you need - the first time around - on the Series 7. Losing points on the Series 7 exam can cost you precious time, money, and effort that you shouldn't have to spend. What is in the book? You get 500 fully-explained example questions to ensure that you master the material. It's like real-time study guide as you practice to help lock in the necessary information. Why spend days or even weeks reading through meaningless junk, trying to sort out the helpful information from the fluff? We give you everything you need to know in a concise, comprehensive, and effective package.

1 001 Series 7 Exam Practice Questions For Dummies

Author : Steven M. Rice
ISBN : 9781118891643
Genre : Study Aids
File Size : 82. 70 MB
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1,001 opportunities to practice for the Series 7 Exam This comprehensive study guide takes you beyond the instruction offered in Series 7 Exam For Dummies, by giving you more practice and review of the major concepts covered in the exam. If you're prepping to take this intense six-hour exam, 1,001 Series 7 Exam Practice Questions For Dummies covers stocks, municipal and corporate bonds, and options—plus rules for acquiring customers and handling accounts and everything else you can expect to encounter on exam day! This books gives you 1,001 practice opportunities to prepare for the Series 7 Exam, each question explained by providing a detailed, step-by-step solution. If you're an aspiring financial professional, you'll find all the practice and helpful guidance you need to succeed!

Pass The 7

Author : Robert Walker
ISBN : 9780912301716
Genre : Study Aids
File Size : 58. 44 MB
Format : PDF
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Do the terms ad valorem, zero-minus tick, and disintermediation give you a headache? Do you need to take the Series 7 exam? If you can answer yes to both of these questions, then you've come to the right place.Robert Walker, a professional trainer who specializes in the NASD/NASAA Series 63, 65/66, 6, and 7 exams, has written this book for those who are about to brave the Series 7 examination. Armed with an M.F.A. in writing and a B.A. in English, Walker has managed to translate Securities-ese into plain English, with a liberal dash of humor.This must-have book guides you through the intricacies of the Series 7 exam. Walker takes the exam apart piece by piece, and explains terms and concepts with a sense of humor and ease not found in other exam guides. He shows you, step-by-step, how not to be misled by the questions. In addition to practice questions liberally sprinkled throughout its lessons, Pass the 7 includes study sheets summarizing the lessons, a section devoted to test-taking strategy, and a comprehensive glossary and index.Once you've finished this book, you will be able to take the test with confidence! Companion audio training CDs available online.

Pass The 24

Author : Robert Walker
ISBN : 0692629777
Genre :
File Size : 39. 22 MB
Format : PDF, ePub, Docs
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FINRA's Series 24 exam is one of the most detailed tests people in your industry ever take. That's why a Series 24 textbook has to do more than copy-and-paste from regulatory websites or deliver endless bullet points for you to memorize. Anyone can list what you need to know. This is the only book that also shows you why you need to know it and how it all fits together. Only when you understand the key differences between underwriting and trading securities, for example, are you ready for the barrage of vocabulary terms your exam will try to use against you on these topics. We focus on you, the reader, and do what we can to make your study process as logical and understandable as possible. Our Plain English, reader-centered approach saves you time and frustration. To put it all together, though, be sure to work through our practice questions online. Only by applying what you learn in this textbook to the challenging practice questions will you be ready to schedule your exam. And, don't forget to take our "Go No Go" exams before picking a test date. However you approach this challenge, be sure to give yourself plenty of time and avoid cutting corners. There are no inessential pages in this textbook; there are no inessential practice questions in our ExamCram Online test bank. So, please, follow the study schedule. Read the textbook carefully and thoroughly. And then, plan on working with practice questions for at least two weeks. The Series 24 exam is not an easy test, but this textbook and other study materials make it as easy as possible. Let's jump into the first chapter and try not to let too many days go by between sessions. Okay? Outstanding. Let's get started

Wiley Finra Series 7 Exam Review 2017

Author : Wiley
ISBN : 9781119400042
Genre : Business & Economics
File Size : 71. 71 MB
Format : PDF, Mobi
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The most comprehensive guide to the Series 7 exam in the marketplace includes a self-directed study guide with all the most essential information to becoming a stockbroker. Areas covered include: Stocks, Debt Securities, Investment Banking, Securities Markets, Taxes, Securities Analysis, Self-Regulatory Organizations (SRO's), Mutual Funds and Investment Companies, Annuities, Margin, Options, Money Market Instruments, Direct Participation Programs and Municipal Securities. There is no prerequisite exam for the FINRA Series 7, however, test takers will be required to take the Series 63 or Series 66 as co-requisite exams. The Series 7 exam is made up of 260 multiple-choice questions of which 10 are experimental. Each student will be given a total of 6 hours for the exam (3 hours for each half). A grade of 72 is considered passing. This book includes multiple practice exams to help test takers improve their scores. The General Securities Representative Examination (Series 7) is an entry-level examination that qualifies the individual for registration with all self-regulatory organizations to trade, promote, and sell: Public offerings and/or private placements of corporate securities (stocks and bonds) rights warrants mutual funds money market funds unit investment trusts REITS asset-backed securities mortgage-backed securities options options on mortgage-backed securities municipal securities government securities repos and certificates of accrual on government securities direct participation programs securities traders venture capital ETFs hedge funds

Series 7 Exam For Dummies With Online Practice Tests

Author : Steven M. Rice
ISBN : 9781119103752
Genre : Education
File Size : 63. 77 MB
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"3rd edition with online practice tests"--Cover.

Kaplan Series 7 Securities License Exam Manual General Securities Representative Exam

Author : Kaplan Inc. Staff
ISBN : 1427748004
Genre :
File Size : 72. 57 MB
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