series 7 exam prep 2016

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Series 7 Exam Prep 2016

Author : Trivium Test Prep
ISBN : 1941759335
Genre : Business & Economics
File Size : 37. 42 MB
Format : PDF, ePub, Docs
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The best way to prepare for any exam is to practice, but only if the practice questions are worthwhile. You don't want to waste time - and money! - retaking an exam. You want to accelerate your education, not miss opportunities for starting your future career! Every year, thousands of people think that they are ready for the Series 7 test but realize too late when they get their score back that they were not ready at all. There are a variety of methods to prepare for the Series 7 License test...and they get a variety of results. Trivium Test Prep's 500 question practice exam provides the information, secrets, and confidence needed to get you the score you need - the first time around - on the Series 7. Losing points on the Series 7 exam can cost you precious time, money, and effort that you shouldn't have to spend. What is in the book? You get 500 fully-explained example questions to ensure that you master the material. It's like real-time study guide as you practice to help lock in the necessary information. Why spend days or even weeks reading through meaningless junk, trying to sort out the helpful information from the fluff? We give you everything you need to know in a concise, comprehensive, and effective package.

Series 7 Exam Prep Study Guide 2015 2016

Author : Series 7 Series 7 Exam Prep Team
ISBN : 1516903560
Genre :
File Size : 34. 77 MB
Format : PDF, ePub
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Series 7 Exam Prep Study Guide 2015-2016: FINRA Series 7 License Exam Book and Series 7 Practice Test Questions Developed for test takers trying to score well on the Series 7 Exam, this comprehensive study guide covers: -Regulatory Requirements -Evaluating the Customer's Investment Profile -Customer Accounts -Investment Information and Recommendations -Orders and Transactions -Professional Conduct -Primary Marketplace -The Secondary Market -Factors Affecting Markets -Equity Securities -Debt Securities -Managed Investments -Options -Retirement Plans -Miscellaneous Accounts -Detailed Answer Explanations for the Practice Questions -Test Taking Strategies Each section of the test has a comprehensive review that goes into detail to cover all of the content likely to appear on the Series 7 Exam. The practice exams are each followed by detailed answer explanations. If you miss a question on the practice exam, it's important that you are able to understand the nature of your mistake and how to avoid making it again in the future. The answer explanations will help you to learn from your mistakes and overcome them. Understanding the latest test taking strategies is essential to preparing you for what you will expect on the exam. A test taker has to not only understand the material that is being covered on the test, but also must be familiar with the strategies that are necessary to properly utilize the time provided and get through the test without making any avoidable errors. Anyone planning to take the Series 7 Exam should take advantage of the review material, practice tests, and test taking strategies contained in this study guide.

Series 7 Test Prep

Author : Series 7 Exam Prep Team
ISBN : 1635300525
Genre :
File Size : 86. 16 MB
Format : PDF, Docs
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The best way to prepare for any exam is to practice, but only if the practice questions are worthwhile. You don't want to waste time - and money! - retaking an exam. You want to accelerate your education, not miss opportunities for starting your future career! Every year, thousands of people think that they are ready for the Series 7 test but realize too late when they get their score back that they were not ready at all. There are a variety of methods to prepare for the Series 7 License test...and they get a variety of results. Trivium Test Prep's 500 question practice exam provides the information, secrets, and confidence needed to get you the score you need - the first time around - on the Series 7. Losing points on the Series 7 exam can cost you precious time, money, and effort that you shouldn't have to spend. What is in the book? You get 500 fully-explained example questions to ensure that you master the material. It's like real-time study guide as you practice to help lock in the necessary information. Why spend days or even weeks reading through meaningless junk, trying to sort out the helpful information from the fluff? We give you everything you need to know in a concise, comprehensive, and effective package.

Securities Industry Essentials Exam For Dummies With Online Practice

Author : Steven M. Rice
ISBN : 9781119545026
Genre : Study Aids
File Size : 64. 87 MB
Format : PDF, ePub, Mobi
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Get ready to qualify for the security industry job of your dreams The Securities Industry Essentials (SIE) Exam is a new test administered by FINRA beginning in October 2018. This exam is required as a prerequisite to each series level knowledge exam (such as Series 7). If you’re prepping for the exam, you need a trusted resource to ensure your very best performance. Securities Industry Essentials Exam For Dummies with Online Practice gives you everything you need to score high on this important exam. With two practice tests in the book, plus two bonus tests online, you can practice your way to a calm and confident experience on exam day. Take 4 full-length practice tests with answers and full explanations Get 1-year access to practice and tests online Find strategies and tips for breaking into the securities industry Increase your chances of scoring higher SIE scores are expected to be a critical factor in determining qualification to enter the securities industry, so the stakes are high. With the help of this book, you’ll up your chances of breaking into this field and landing your dream job.

Series 7 Exam Prep Sg

Author : Series 7. Study Guide Team
ISBN : 1516707311
Genre : Business & Economics
File Size : 81. 1 MB
Format : PDF, Mobi
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***Includes Practice Test Questions*** Get the test prep help you need to be successful on the Series 7 test. The Series 7 Test is extremely challenging and thorough test preparation is essential for success. Series 7 Exam Quick Study is the ideal prep solution for anyone who wants to pass the Series 7 Test. It's adapted from the Series 7 Exam Quick Study Not only does it provide a comprehensive guide to the Series 7 Test as a whole, it also provides practice test questions as well as detailed explanation of each answer. Series 7 Exam Quick Study includes: -An examination of regulatory requirements -A full study of customer account -An in-depth look at investment information and recommendations -A guide to primary marketplace -An analysis of the secondary market -A review of market analysis -An extensive review of debt securities -A breakdown of managed investments -An in-depth look at retirement plans -Practice questions with detailed answer explanations It's filled with the critical information you'll need in order to do well on the test the concepts, procedures, principles, and vocabulary that the Series 7 Test expects you to have mastered before sitting for the exam. -Success Strategies -Regulatory Requirements -Customer Accounts -Investment Information and Recommendations -Primary Marketplace -Secondary Market -Market Analysis -Debt Securities -Managed Investments -Retirement Plans -Managed Investments These sections are full of specific and detailed information that will be key to passing the master!D2. Concepts and principles aren't simply named or described in passing, but are explained in detail. The guide is laid out in a logical and organized fashion so that one section naturally flows from the one preceding it. Because it's written with an eye for both technical accuracy and accessibility, you will not have to worry about getting lost in dense academic language. Any test prep guide is only as good as its practice questions and answers, and that's another area where our guide stands out. Our test designers have provided test questions to help you know what to expect on the actual Series 7 Test. Each answer is explained in depth, in order to make the principles and reasoning behind it crystal clear. We've helped thousands of people pass standardized tests and achieve their education and career goals.

Wiley Series 7 Exam Review 2016 Test Bank

Author : Securities Institute of America
ISBN : 9781119138655
Genre : Business & Economics
File Size : 75. 47 MB
Format : PDF, Kindle
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The most comprehensive guide to the Series 7 exam in the marketplace includes a self-directed study guide with all the most essential information to becoming a stockbroker. Areas covered include: Stocks, Debt Securities, Investment Banking, Securities Markets, Taxes, Securities Analysis, Self-Regulatory Organizations (SRO's), Mutual Funds and Investment Companies, Annuities, Margin, Options, Money Market Instruments, Direct Participation Programs and Municipal Securities. There is no prerequisite exam for the FINRA Series 7, however, test takers will be required to take the Series 63 or Series 66 as co-requisite exams. The Series 7 exam is made up of 260 multiple-choice questions of which 10 are experimental. Each student will be given a total of 6 hours for the exam (3 hours for each half). A grade of 72 is considered passing. This book includes multiple practice exams to help test takers improve their scores. The General Securities Representative Examination (Series 7) is an entry-level examination that qualifies the individual for registration with all self-regulatory organizations to trade, promote, and sell: Public offerings and/or private placements of corporate securities (stocks and bonds) rights warrants mutual funds money market funds unit investment trusts REITS asset-backed securities mortgage-backed securities options options on mortgage-backed securities municipal securities government securities repos and certificates of accrual on government securities direct participation programs securities traders venture capital ETFs hedge funds

The Solomon Exam Prep Guide

Author : Solomon Exam Prep
ISBN : 1610070941
Genre :
File Size : 70. 3 MB
Format : PDF
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Let's be honest. The NASAA Series 66 Uniform Combined State Law Examination is a challenging securities licensing exam. That's because the Series 66 exam, in conjunction with the FINRA Series 7 exam, qualifies you to be a securities agent and an investment adviser representative, and the regulators want to make sure that you know what you're talking about when you give investment advice or effect securities transactions. So what does this mean for someone studying for the exam? It means that you need to know about economic factors and business information; investment vehicle characteristics; client investment recommendations and strategies; and laws, regulations, and guidelines, including prohibition on unethical business practices. This new edition updated for the 2016 Series 66 exam also covers the valuation of equity securities, technical analysis, real estate investing, vatical and life settlements, structured products, precious metals, QRDOs, health savings accounts, high frequency trading, Regulation A, Regulation D, electronic communications and social media, broker-dealer and agent commissions, cyber security and data protection, the pay to play rule and anti-money laundering. The Solomon Exam Prep Guide to the Series 66 Exam works in three mutually reinforcing ways: it focuses on the most important aspects of the exam, provides you with plenty of exercises and quizzes, and continually reminds you why you have to take the test in the first place: to protect investors. With practice questions at the end of each chapter, as well as a helpful glossary, the Solomon Exam Prep Guide will give you the knowledge to tackle the NASAA Series 66 Uniform Combined State Law Examination with confidence!

Wiley Series 55 Exam Review 2016 Test Bank

Author : Jeff Van Blarcom
ISBN : 9781119112136
Genre : Business & Economics
File Size : 65. 6 MB
Format : PDF, Kindle
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The go-to guide to acing the Series 55 Exam! Passing the Equity Trader Exam (Series 55) qualifies an individual to trade equity and convertible debt securities on a principal or agency basis, after having passed either the Series 62 or Series 7 Exam. Topics covered in the test include NASDAQ and over-the-counter securities, quotation and market maker requirements, regulation of the national market system, trading and market halts, prearranged and third-party trades, anticompetitive trading practices, transactions in accounts, trade reporting requirements, insider trading regulations, and more. Created by the experts at The Securities Institute of America, Inc., "Wiley Series 55 Exam Review 2016" arms you with everything you need to pass this challenging 100-question multiple-choice test. Designed to help you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test, it provides: Dozens of examples Assorted practice questions for each subject area covered in the exam Priceless test-taking tips and strategies Helpful hints on how to study for the test, manage stress, and stay focused "Wiley Series 55 Exam Review 2016" is your ticket to passing the Series 55 test on the first try--with flying colors! Visit www.wileysecuritieslicensing.com for more information. The Securities Institute of America, Inc. helps thousands of securities and insurance professionals build successful careers in the financial services industry every year. Our securities training options include: Onsite classes Private tutoring Classroom training Interactive online video training classes State-of-the-art exam preparation software Printed textbooks Real-time tracking and reporting for managers and training directors As a result, you can choose a securities training solution that matches your skill level, learning style, and schedule. Regardless of the format you choose, you can be sure that our securities training courses are relevant, tested, and designed to help you succeed. It is the experience of our instructors and the quality of our materials that make our courses requested by name at some of the largest financial services firms in the world. To contact The Securities Institute of America, visit us on the web at www.SecuritiesCE.com or call 877-218-1776.

Wiley Series 66 Exam Review 2016 Test Bank

Author : Jeff Van Blarcom
ISBN : 9781119112358
Genre : Business & Economics
File Size : 44. 18 MB
Format : PDF, ePub
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The go-to guide to acing the Series 66 Exam! Passing the Uniform Combined State Law Examination (Series 66) qualifies an individual to represent both a broker-dealer and an investment adviser. It covers such topics as client investment strategies and ethical business practices. Taken as a corequisite with the Series 7 Exam, candidates must complete the Series 66 Exam in order to register as an agent with a state securities administrator. Created by the experts at The Securities Institute of America, Inc., Wiley Series 66 Exam Review 2016 arms you with what you need to score high on this tough 100-question test. Designed to help you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test, it provides: Dozens of examples Assorted practice questions for each subject area covered in the exam Priceless test-taking tips and strategies Helpful hints on how to study for the test, manage stress, and stay focused Wiley Series 66 Exam Review 2016 is your ticket to passing this difficult test on the first try—with flying colors!

Wiley Series 26 Exam Review 2016 Test Bank

Author : Securities Institute of America
ISBN : 9781119138747
Genre : Business & Economics
File Size : 72. 8 MB
Format : PDF, Kindle
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The go-to guide to acing the Series 26 Exam! Passing the Investment Company Products/Variable Contracts Limited Principal Qualification Exam (Series 26) qualifies an individual to operate as a principal responsible for supervising and managing a firm and its agents conducting business in open-end mutual funds, variable annuities, and life insurance. The exam covers hiring and qualification, training of representatives, supervision, sales practices, and business processing and recordkeeping rules. A principal must have passed the Series 6 or Series 7 Exams prior to taking the Series 26. Created by the experts at The Securities Institute of America, Inc., Wiley Series 26 Exam Review 2016 arms you with everything you need to pass this long 110-question multiple-choice test. Designed to help you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test, it provides: Dozens of examples Assorted practice questions for each subject area covered in the exam Priceless test-taking tips and strategies Helpful hints on how to study for the test, manage stress, and stay focused Wiley Series 26 Exam Review 2016 is your ticket to passing the Series 26 test on the first try—with flying colors!

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